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Audit & Assurance, Employee Benefit Services, Webinars

WEBINAR | Five Do’s and Don’ts for Retirement Plan Fiduciaries


In this informative webinar, retirement plan fiduciaries get a contemporary look at five important plan do’s and don’ts to be aware of. Rick Unser, Workplace Retirement Plan Consultant with Lockton Retirement Services, host of the 401(k) Fridays podcast and a Forbes contributor, provides his unique perspective on topics spanning from retirement plan strategies, negotiating fees, protecting plan fiduciaries from liability, to taking care of your employees as they move towards retirement, and much more.

This webinar, presented by Windes, was recorded on November 4, 2021.

The presentation slides can be accessed HERE.


Lisa Carrick, CPA is a Partner in the Windes’ Audit & Assurance Services department and leads the firm’s ERISA practice. Her practice focus includes financial statement reporting, evaluation of internal controls and business consulting services for privately-held businesses. Lisa also provides audit and consulting services to employee benefit plans of private and nonprofit plan sponsors, including 401(k), 403(b), profit-sharing, and ESOPs.

Rick Unser,  is a Workplace Retirement Plan Consultant with Lockton Retirement Services and host of the 401(k) Fridays podcast, as well as a Forbes contributor.

 DISCLAIMER: The information presented in this webinar is intended as general information and does not constitute tax or legal advice. You should always consult your tax, legal, or financial advisor for direction regarding your specific situation.


Please connect Windes for more information or questions regarding your particular situation at 844.4WINDES (844.494.6337) or via email at

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