Please complete the following information. We will respond in one business day to collect more details needed to prepare a quote to complete your plan audit.
401(k) Audit Quote | Employee Benefit Plan Audits
Windes provides complimentary 401(k) audit quotes for plan sponsors evaluating their ERISA audit requirements. Our employee benefit plan audit team reviews your plan’s participant count, current provider, and filing history to provide a competitive, transparent proposal with no obligation.
Understanding the cost and scope of a 401(k) audit before committing to a provider helps plan sponsors make informed decisions. Windes gives plan administrators and HR professionals a clear picture of what the audit will entail, who will perform the work, and what the engagement timeline looks like.
To request a quote, provide basic information about your plan including the number of eligible participants, plan type, and current audit status. Our team typically responds within one to two business days.

Frequently Asked Questions
To get you an accurate quote, we’ll typically ask about your plan type, participant count, whether you’re currently working with another auditor, and your Form 5500 filing history. The more of this you have on hand, the faster we can turn around a precise number rather than a rough estimate.
Cost depends on a few factors: how complex your plan is, how many participants you have, and what type of plan you’re running. There’s no one-size-fits-all number, which is exactly why we provide a transparent, competitive proposal built around your specific plan rather than a generic price list.
Most audits wrap up in six to ten weeks, though the timeline depends on how complex your plan is and how quickly plan documents and participant data are available. If you’re working toward a Form 5500 filing deadline, it’s worth starting the conversation early so timing doesn’t become the thing you’re racing against.
