Audit Managers Present at 401(k) Plan Audit Event

Audit & Assurance Senior Managers Lisa Carrick, CPA, and Shaelyn Rumley, CPA, shared their expertise on 401(k) plan audits to over 50 client representatives at Empower Retirement, the second-largest retirement services provider in the United States. Lisa and Shaelyn discussed the 401(k) plan audit process and answered questions representatives commonly receive from their clients about 401(k) plan audits.

Lisa’s and Shaelyn’s practice focus includes audit and consulting services to employee benefit plans of private, public, and nonprofit plan sponsors, including 401(k), 403(b), profit-sharing, and ESOPs.

In addition, they also specialize in evaluations of internal controls and financial reporting.

For more information about this article, please contact our tax professionals at or toll free at 844.4WINDES (844.494.6337).

learn more about Windes tax and accounting serivces